-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGruimWVsWC7mAUuIKw9/yLQbVA3Cpd9To3XcDVCpmQr2l9t4/J5VAQRFj8dGPuM obRGFsx3ckuzdinKRQHlTQ== 0001005477-97-000553.txt : 19970222 0001005477-97-000553.hdr.sgml : 19970222 ACCESSION NUMBER: 0001005477-97-000553 CONFORMED SUBMISSION TYPE: SC 13G CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19970219 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALI REALTY CORP /NEW/ CENTRAL INDEX KEY: 0000924901 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223305147 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43725 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY L P DATE OF NAME CHANGE: 19941025 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP DATE OF NAME CHANGE: 19940608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHN J CALI CENTRAL INDEX KEY: 0001033694 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 SC 13G 1 SCHEDULE 13G Comfirming Copy: This document is a copy of the Schedule 13G filed on Februrary 18, 1997 pursuant to Rule 201 Temporary Hardship Exemption. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* CALI REALTY CORPORATION -------------------------------- (Name of Issuer) COMMON STOCK -------------------------------- (Title of Class of Securities) 12990910 -------------------------------- (CUSIP Number) ------------------------ SCHEDULE 13G CUSIP NO. 12990910 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSONS The Cali Group John J. Cali Angelo R. Cali Edward Leshowitz Brant B. Cali John R. Cali Christopher Cali TAR Investments L.P. Thomas A. Rizk Albert Spring James Nugent Rose Cali Edward Leshowitz, as Trustee for ARC 75 Trust John R Edward Leshowitz, as Trustee for ARC 75 Trust Joanne Edward Leshowitz, as Trustee for ARC 75 Trust Angela Edward Leshowitz, as Trustee for JJC 79 Trust Edward Leshowitz, as Trustee for ARC 79 Trust Roger W. Thomas Barry Lefkowitz Jonna Cali Philip Cali Jed Leshowitz Susan Sandson - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 0 SHARES --------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 3,123,362 OWNED BY ------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER 3,123,362 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,123,362 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN |_| ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.92% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: Cali Realty Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 11 Commerce Drive, Cranford, New Jersey 07016 Item 2(a). Name of Person Filing: The Cali Group Item 2(b). Address of Principal Business Office: 11 Commerce Drive, Cranford, New Jersey 07016 Item 2(c). Citizenship: Each member of The Cali Group, except for TAR Investments L.P., is a citizen of the United States. TAR Investments L.P. is a Delaware limited partnership. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 12990910 Item 3. Type of Reporting Person: This statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership as of December 31, 1996: (a) Amount beneficially owned: 3,123,362 (b) Percent of class: 7.92 (c) Number of shares to which such person has: (i) sole power to vote or direct vote: 0 (ii) shared power to vote or direct vote: 3,123,362 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or direct the disposition of: 3,123,362 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. See Exhibit A attached hereto. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 1997 /s/ John J. Cali ---------------------------------------- John J. Cali Chairman of the Board Dated: February 14, 1997 /s/ Thomas A. Rizk ---------------------------------------- Thomas A. Rizk President, Chief Executive Officer and Director Dated: February 14, 1997 /s/ John R. Cali ---------------------------------------- John R. Cali Chief Administrative Officer Dated: February 14, 1997 /s/ Brant B. Cali ---------------------------------------- Brant B. Cali Chief Operating Officer and Secretary Dated: February 14, 1997 /s/ James Nugent ---------------------------------------- James Nugent Vice President - Leasing Dated: February 14, 1997 /s/ Albert Spring ---------------------------------------- Albert Spring Vice President - Operations Dated: February 14, 1997 /s/ Roger W. Thomas ---------------------------------------- Roger W. Thomas Vice President, General Counsel and Assistant Secretary Dated: February 14, 1997 /s/ Barry Lefkowitz ---------------------------------------- Barry Lefkowitz Chief Financial Officer and Vice President - Finance Dated: February 14, 1997 /s/ Angelo R. Cali ---------------------------------------- Angelo R. Cali Director Dated: February 14, 1997 /s/ Edward Leshowitz ---------------------------------------- Edward Leshowitz Director Dated: February 14, 1997 /s/ Christopher Cali ---------------------------------------- Christopher Cali Dated: February 14, 1997 /s/ Jonna Cali ---------------------------------------- Jonna Cali Dated: February 14, 1997 /s/ Philip Cali ---------------------------------------- Philip Cali Dated: February 14, 1997 /s/ Rose Cali ---------------------------------------- Rose Cali Dated: February 14, 1997 /s/ Edward Leshowitz ---------------------------------------- Edward Leshowitz, as trustee for ARC 75 Trust John R Dated: February 14, 1997 /s/ Edward Leshowitz ---------------------------------------- Edward Leshowitz, as trustee for ARC 75 Trust Joanne Dated: February 14, 1997 /s/ Edward Leshowitz ---------------------------------------- Edward Leshowitz, as trustee for ARC 75 Trust Angela Dated: February 14, 1997 /s/ Edward Leshowitz ---------------------------------------- Edward Leshowitz, as trustee for JJC 79 Trust Dated: February 14, 1997 /s/ Edward Leshowitz ---------------------------------------- Edward Leshowitz, as trustee for ARC 79 Trust Dated: February 14, 1997 /s/ Jed Leshowitz ---------------------------------------- Jed Leshowitz Dated: February 14, 1997 /s/ Susan Sandson ---------------------------------------- Susan Sandson Dated: February 14, 1997 /s/ ---------------------------------------- TAR Investments L.P. By: TAR Realty Corp. General Partner By: /s/ Thomas A. Rizk ------------------------------------- Thomas A. Rizk, President EX-99.1 2 THE CALI GROUP Exhibit A THE CALI GROUP ================================================================================ NAME NUMBER OF SHARES BENEFICIALLY OWNED* - -------------------------------------------------------------------------------- John J. Cali 297,661 - -------------------------------------------------------------------------------- Angelo R. Cali 268,090 - -------------------------------------------------------------------------------- Edward Leshowitz 314,916 - -------------------------------------------------------------------------------- Brant B. Cali 474,501 - -------------------------------------------------------------------------------- John R. Cali 408,951 - -------------------------------------------------------------------------------- Christopher Cali 59,703 - -------------------------------------------------------------------------------- Thomas A. Rizk 220,400 - -------------------------------------------------------------------------------- TAR Investments LP 141,383 - -------------------------------------------------------------------------------- Albert Spring 102,029 - -------------------------------------------------------------------------------- James Nugent 78,783 - -------------------------------------------------------------------------------- Rose Cali 2,663 - -------------------------------------------------------------------------------- Edward Leshowitz, as Trustee for ARC 75 63,523 Trust John R - -------------------------------------------------------------------------------- Edward Leshowitz, as Trustee for ARC 75 63,523 Trust Joanne - -------------------------------------------------------------------------------- Edward Leshowitz, as Trustee for ARC 75 63,522 Trust Angela - -------------------------------------------------------------------------------- Edward Leshowitz, as Trustee for JJC 79 44,291 Trust - -------------------------------------------------------------------------------- Edward Leshowitz, as Trustee for ARC 79 44,291 Trust - -------------------------------------------------------------------------------- Roger W. Thomas 64,370 - -------------------------------------------------------------------------------- Barry Lefkowitz 64,096 - -------------------------------------------------------------------------------- Jonna Cali 51,912 - -------------------------------------------------------------------------------- Philip Cali 44,026 - -------------------------------------------------------------------------------- Jed Leshowitz 166,145 - -------------------------------------------------------------------------------- Susan Sandson 84,583 - -------------------------------------------------------------------------------- TOTAL 3,123,362 ================================================================================ - ---------- * Includes limited partnership units redeemable for shares of Common Stock and options outstanding to purchase shares of Common Stock. EX-99.2 3 JOINT FILING AGREEMENT Exhibit B JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Cali Realty Corporation. Dated as of February 14, 1997 /s/ John J. Cali ----------------------------------------- John J. Cali, Chairman of the Board /s/ Thomas A. Rizk ----------------------------------------- Thomas A. Rizk President, Chief Executive Officer and Director /s/ John R. Cali ----------------------------------------- John R. Cali Chief Administrative Officer /s/ Brant B. Cali ----------------------------------------- Brant B. Cali Chief Operating Officer and Secretary /s/ James Nugent ----------------------------------------- James Nugent Vice President - Leasing /s/ Albert Spring ----------------------------------------- Albert Spring Vice President - Operations /s/ Roger W. Thomas ----------------------------------------- Roger W. Thomas, Vice President, General Counsel and Assistant Secretary /s/ Barry Lefkowitz ----------------------------------------- Barry Lefkowitz, Chief Financial Officer and Vice President - Finance /s/ Angelo R. Cali ----------------------------------------- Angelo R. Cali, Director /s/ Edward Leshowitz ----------------------------------------- Edward Leshowitz, Director /s/ Christopher Cali ----------------------------------------- Christopher Cali /s/ Jonna Cali ----------------------------------------- Jonna Cali /s/ Philip Cali ----------------------------------------- Philip Cali /s/ Rose Cali ----------------------------------------- Rose Cali /s/ Edward Leshowitz ----------------------------------------- Edward Leshowitz, as trustee for ARC 75 Trust John R /s/ Edward Leshowitz ----------------------------------------- Edward Leshowitz, as trustee for ARC 75 Trust Joanne /s/ Edward Leshowitz ----------------------------------------- Edward Leshowitz, as trustee for ARC 75 Trust Angela /s/ Edward Leshowitz ----------------------------------------- Edward Leshowitz, as trustee for JJC 79 Trust /s/ Edward Leshowitz ----------------------------------------- Edward Leshowitz, as trustee for ARC 79 Trust /s/ Jed Leshowitz ----------------------------------------- Jed Leshowitz /s/ Susan Sandson ----------------------------------------- Susan Sandson /s/ ----------------------------------------- TAR Investments L.P. By: TAR Realty Corp. General Partner By: /s/ Thomas A. Rizk -------------------------------------- Thomas A. Rizk, President -----END PRIVACY-ENHANCED MESSAGE-----